About RIAcast's Host:

Matt Baum, Esq. is an active securities and commercial litigator.  He is a Partner at Ellenoff Grossman & Schole LLP.  Matt's practice focuses on representing financial industry participants, including broker-dealers, advisors, and investment advisory firms. He represents clients in customer and industry disputes, FINRA and SEC Enforcement proceedings and investigations, securities licensing issues, employment matters, transitions, arbitrations, and court actions.
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