About RIAcast's Host:

Matt Baum, Esq. is an active securities and commercial litigator.  He is a Partner at Ellenoff Grossman & Schole LLP.  Matt's practice focuses on representing financial industry participants, including broker-dealers, advisors, and investment advisory firms. He represents clients in customer and industry disputes, FINRA and SEC Enforcement proceedings and investigations, securities licensing issues, employment matters, transitions, arbitrations, and court actions.

Subscribe on iTunes:

Email Signup Form:

Sign up for email alerts on new episodes and other RIAcast news.