Episode 2: 7 Rules on How to Breakaway from Brokerage and Avoid Getting Burned

For the broker contemplating breaking away from brokerage and “going RIA,” this episode is one you don’t want to miss.

Matt actively counsels clients on transitions from one firm to another and has advised and assisted over 75 clients in connection with their transitions.  Through that experience, Matt developed several principles that, if adhered to, assist in limiting risk.

In this episode, Matt addresses 7 rules for the breakaway broker to be cognizant of in preparing for a transition.